social-media-256x198 5 Steps to Addressing FINRA Regulations in Relation to Social Media

5 Steps to Addressing FINRA Regulations in Relation to Social Media

According to the 7th Annual Investment Management Compliance and Testing Survey, 80 percent of registered investment advisors have adopted a formal, written social media policy. That’s up from 64 percent in 2011, and 43 percent in 2010. As your firm’s leaders and staff begin to move more and more toward social media for lead generation, […]

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